Keeping Your Money Safe

Of all investment professionals in the industry, as a Portfolio Manager we are the only type of investment professionals mandated to uphold a Fiduciary Standard for all our client relationships.

For you, this means an additional measure of confidence that we will only act in your best interests. You will always be informed, and confident that the advice we provide is for your betterment, and never biased toward the interests or compensation of our firm.

ETF Capital Management does not take possession of your assets. Your portfolio is held in your own name at National Bank Independent Network (NBIN), our custodian, a division of National Bank. NBIN is one of Canada’s oldest and largest providers of custodian services and a member of the Canadian Investor Protection Fund (CIPF). Each of your accounts is insured up to $1 million dollars.

The firm has a dedicated Chief Compliance Officer (CCO) who is responsible for monitoring and overseeing the effectiveness of our compliance systems, and cyber security. We must adhere to strict financial reporting, capital, and insurance requirements to ensure the protection of your assets.

ETF Capital Management is a member of The Portfolio Management Association of Canada (PMAC), and The Canadian ETF Association (CETFA).

ETF Capital Management was established in 2006, and is the original Founding Partner of the Quintessence Wealth Partnership. ETF Capital Management is a registered trade name of Quintessence Wealth, a registered Portfolio Manager, Investment Fund Manager and Exempt Market Dealer in these provinces in Canada. The Ontario Securities Commission (OSC) is the principal regulator for Quintessence Wealth. The firm carries Errors and Omissions Liability Insurance and is a member of the Ombudsmen for Banking Services (OBSI)

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